Regulatory law breaches and investigations


If you’re facing Criminal or civil allegations from a regulatory body or are being investigated we understand it can be extremely daunting and can assist you from the very outset.

At Lostock Legal, we offer comprehensive legal services to guide businesses and individuals through the intricacies of regulatory law, ensuring that your rights are protected and defended.



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Investigations


If you are the subject of an investigation we can represent your interest throughout. We can engage in negotiation and settlement with the regulatory bodies to ensure favourable outcomes.

In cases where there is an alleged crime we can attend with you and advise in any interview under caution or take over the conduct of the case when you have already been interviewed and released under investigation. We can also deal with any cases where any government body or department has become involved and liaise with them on your behalf.




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Disciplinary hearings and Court proceedings


These can have serious repercussions on your professional standing. Our legal experts would collect evidence that would strengthen your case and challenge any unjust allegations but also work to minimise any potential penalties and preserve your professional reputation.

We advise and represent regulated professionals such as:

  • Solicitors and barristers
  • Accountants
  • Financial advisers, investment managers, and other FCA approved persons
  • Healthcare Professionals – GMC, GDC, NMC, GPhC
  • Senior executives, senior managers, and directors of financial services businesses

We can also advise in relation in to the following regulatory areas:

  • Health and Safety Executive (HSE)
  • Trading standards
  • Environment Agency
  • RSPCA
  • Food Safety
  • Public Enquiries and Inquests

We have successfully represented the number of clients and assisted in relation to allegations by the GMC and GPhC recently safeguarding the careers of the professionals involved

If you are facing allegations of regulatory breaches, an investigation, or a disciplinary hearing, trust us to provide the expert legal support you need. Contact us today to schedule a consultation and take the first step towards resolving your regulatory issues. Contact Us



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